निवेशकों के लिए फार्म्स
Forms for processing investor’s
service requests
As an ongoing measure to enhance the
ease of dealing in the securities market, SEBI has specified various norms such
as:
- Common and simplified norms for
processing investor service requests pertaining to furnishing of PAN, KYC
and nomination details by Registrar and Transfer Agents (RTAs)
- Electronic interface for
processing investor’s queries, complaints, and service requests
- Mandatory furnishing of PAN,
KYC details and nomination by holders of physical securities
- Compulsory linking of PAN and
Aadhaar by all holders of physical securities
- Freezing of folios without
valid PAN, KYC details and nomination
SEBI has also introduced
following forms to standardize and simplify the processing of investor services
requests :-
A) Form for availing investor
services
The form ISR-1 is applicable for all
requests to register PAN, KYC details or changes / update thereof for
securities held in physical mode - Form ISR-1
B) Update of signature of securities
holder
For updating the signature of the
securities holder, the holder / claimant shall furnish original cancelled
cheque and banker’s attestation of the signature as per Form ISR-2
C) Nomination
It is mandatory for all holders of
physical securities to furnish PAN, KYC and nomination details to the RTA. The
details of nomination shall be furnished either through hard copy or electronic
mode.
|
Particulars |
Form name |
|
For nomination as provided in the Rules 19
(1) of Companies (Share capital and debenture) Rules, 2014 |
|
|
Declaration to opt out |
|
|
Cancellation of nomination by the holder(s)
(along with ISR-3) / Change of Nominee |
D) Form for Requesting issue of Duplicate Certificate and
other Service Requests for shares/Debentures/Bonds, etc., held in Physical
form. – Form ISR-4
E) Form for Transmission
– Form ISR-5
